Description
Regulating (From) the Inside
The Legal Framework for Internal Control in Banks and Financial Institutions
Author: CHIU Iris H-Y.
Language: EnglishSubjects for Regulating (From) the Inside :
Keywords
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Publication date: 01-2018
335 p. · Paperback
335 p. · Paperback
Description
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This book examines a key aspect of the post-financial crisis reform
package in the EU and UK—the ratcheting up of internal control in banks
and financial institutions. The legal framework for internal controls is
an important part of prudential regulation, and internal control also
constitutes a form of internal gate-keeping for financial firms so that
compliance with laws and regulations can be secured.
This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach.
The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the ‘governance’ effectiveness of internal control
This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach.
The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the ‘governance’ effectiveness of internal control
Academics and practitioners working within the field of banking and
finance law
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